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Job openings for operations compliance leader in noida delhi

Hiring For Operations And Compliance Leader

Noida, Delhi

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Key Responsibilities:
• Develop and implement operational strategies to optimize efficiency and effectiveness
• Supervise trade execution & EOD bifurcations/allocations and settlements
• Manage fund operations, including fund accounting, settlements, and reconciliations
• Manage liaison with brokers, custodians and banks for PMS operations
• Ensure compliance with all regulatory rules, regulations, and standards
• Manage the process of audit of client accounts and internal audit as per SEBI’s PMS Regulations
• Collaborate with internal teams to streamline workflows and enhance operational performance
• Monitor and manage risk associated with operational activities
• Lead and mentor a team of operations professionals
• Stay abreast of industry trends, regulations, and best practices
Qualifications:
• Chartered Accountant (CA) /MBA finance
• 5 to 10 years of experience in operations within the financial services industry, preferably in PMS,
Alternative Investment Funds (AIF), Mutual Funds, or banks
• Additional qualifications such as Company Secretary (CS) or a law degree would be advantageous
• Excellent written and oral communication skills
• Problem solving orientation and a “can-do” attitude
• Strong leadership abilities with a proven track record of managing and developing teams

Experience 5 - 10 Years
Salary 5 Lac To 10 Lac P.A.
Industry Financial Services / Banking, Investments / Insurance / Stock Market / Loan
Qualification M.B.A/PGDM, Chartered Accountant
Key Skills Operations and Compliance Leader Operations Compliance Leadership Skills Communication Problem Solving Team Work Team Leader PMS





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